fix(opcua): failed sign-ins no longer lock a client out of anonymous sessions (#833)

OPC Foundation SDK 2.0.1's SessionManager lockout refused EVERY
activation (Anonymous included, before the token is read) from a client
with 5 failed identity validations in 60 s, for 5 minutes, keyed on cert
thumbprint else peer IP. Disable it (MaxFailedAuthenticationAttempts=0
on built and loaded configs) and enforce FailedCredentialLockout in the
identity-registry adapter instead: UserName activations only, keyed on
thumbprint+peer together, same 5/60s/300s defaults, configurable via
OpcUa:CredentialLockout.
This commit is contained in:
Joseph Doherty
2026-11-11 01:23:33 -05:00
parent 25a1e61141
commit 40969e5c4b
7 changed files with 562 additions and 2 deletions
+6
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@@ -206,6 +206,12 @@ Two things to know before relying on any of this:
the same `RoleCarryingUserIdentity` a key produces. Set it `false` to make keys mandatory. A key may
**not** use the `anonymous` principal, and a failure to read anonymous's grants **denies** rather
than admitting with no roles.
- ⚠️ **The SDK's failed-auth lockout is OFF; ours is UserName-only (#833).** SDK 2.0.1 `SessionManager` refuses
EVERY activation (Anonymous included, before the token is read) from a client with 5 failures in 60 s, for 5 min,
keyed cert-thumbprint-else-peer-IP. `OpcUaApplicationHost.DisableSdkAuthenticationLockout` zeroes
`MaxFailedAuthenticationAttempts` on built AND loaded configs; `FailedCredentialLockout` (`OpcUa:CredentialLockout`,
5 / 60 s / 300 s) counts and refuses UserName activations only, keyed thumbprint+peer together. Do not re-enable the
SDK setting. `docs/security.md` §"Failed-credential lockout".
- **Keys reach a driver-only node inside the deployment artifact** (stage 4). `ConfigComposer` snapshots
the `ApiKey` rows — the peppered HMAC only, never a secret, and the pepper is node config that is
deliberately *not* in the artifact — and `DeploymentArtifact.ParseDataPlaneAuthority` decodes them
+3
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@@ -74,6 +74,9 @@ Until #678.6 the overlay never loaded on a node carrying a `cluster-*` role (the
| `EnabledSecurityProfiles` | list of `OpcUaSecurityProfile` | `[None, Basic256Sha256Sign, Basic256Sha256SignAndEncrypt]` | Transport-security profiles, one endpoint per entry. Must contain ≥1. Profile detail in [`security.md`](security.md). |
| `AutoAcceptUntrustedClientCertificates` | bool | `false` | Auto-trust unknown client certs on first connect (dev convenience). Not validated. See [`security.md`](security.md). |
| `PeerApplicationUris` | list of string | `[]` (empty) | Partner node `ApplicationUri`s published in `Server.ServerArray` for redundancy discovery. See [`Redundancy.md`](Redundancy.md). |
| `CredentialLockout:MaxFailedAttempts` | int | `5` | Failed UserName (API-key) activations from one client before its UserName activations are refused `BadUserAccessDenied` (#833). `≤ 0` disables. **Never refuses Anonymous.** See [`security.md`](security.md#failed-credential-lockout-opcuacredentiallockout). |
| `CredentialLockout:FailureWindowSeconds` | int | `60` | A failure more than this long after the client's previous one starts a fresh count. |
| `CredentialLockout:LockoutSeconds` | int | `300` | How long a locked-out client's UserName activations are refused. |
> **Transport security profiles** (the values in `EnabledSecurityProfiles` — `None`, `Basic256Sha256Sign`, `Basic256Sha256SignAndEncrypt`) and the PKI trust flow are documented in full in [`security.md`](security.md). This page does not duplicate them.
+34
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@@ -313,6 +313,40 @@ charged process-wide only — never handed a fresh budget. Clients behind one NA
guard applies to a driver-only node: its `ArtifactApiKeyStore` is two in-memory dictionary probes and is never
wrapped.
### Failed-credential lockout (`OpcUa:CredentialLockout`)
**A failed sign-in never locks a client out of anonymous access (#833).** OPC Foundation SDK 2.0.1's
`SessionManager` has its own lockout: after `ServerConfiguration.MaxFailedAuthenticationAttempts` (SDK
default **5**) failed identity validations — each within 60 s of the previous — it refuses **every**
`ActivateSession` from that client for **5 minutes** with `BadUserAccessDenied` ("Too many failed
authentication attempts"). Its check runs before the identity token is looked at, so it refused
**Anonymous** too (even a namespace-array read needs an activated session), a successful anonymous
activation did not clear it, and the authenticator was never called (no "anonymous admitted" line). Its key
is the client certificate thumbprint when one is presented, else the peer IP — so certificate-less clients
behind one NAT share a key, and on a `None` endpoint a presented certificate is not proven. That is what
the docker-dev live gate hit: four failed `multi-role` UserName activations against central-1, then every
anonymous session refused for five minutes while central-2 (which never saw the failures) kept admitting.
The host now sets `MaxFailedAuthenticationAttempts = 0` on every configuration it builds or loads
(`OpcUaApplicationHost.DisableSdkAuthenticationLockout`) and enforces a narrower replacement,
`FailedCredentialLockout`, in its identity-registry adapter:
- **UserName activations only.** A failed one counts; at `MaxFailedAttempts` (5) within
`FailureWindowSeconds` (60) of each other, that client's **UserName** activations are refused
`BadUserAccessDenied` for `LockoutSeconds` (300) without the key store being consulted, and a Warning is
logged once. A refusal during the lockout is not counted (it never extends itself); a successful UserName
activation clears the count. **Anonymous activations never consult it**, from any client.
- **Keyed on certificate thumbprint *and* peer address together**, so locking a client out needs both its
certificate and its source address, and NAT neighbours with different certificates do not share a count.
- Every denial counts, including a key-store timeout or miss-budget refusal (as the SDK's did) — a ConfigDb
outage can therefore lock a keyed client out for up to `LockoutSeconds` after recovery.
- Bounded at 4096 tracked clients (expired entries are pruned; a client arriving at a full table is not
tracked). API-key secrets are not guessable, so this is defence in depth, not the brute-force control.
Pinned over the wire by `CredentialLockoutWireTests` (OpcUaServer.IntegrationTests — anonymous admitted after
six failures; a valid key refused while locked out; `MaxFailedAttempts = 0` admits after seven failures,
proving the SDK lockout is off) and unit-tested by `FailedCredentialLockoutTests`.
### LDAP bind flow (`OtOpcUaLdapAuthService`)
LDAP is configured under the `Security:Ldap` section (bound to `LdapOptions`, `src/Server/ZB.MOM.WW.OtOpcUa.Security/Ldap/LdapOptions.cs`, `SectionName = "Security:Ldap"`). The app authenticator is `OtOpcUaLdapAuthService` — a thin wrapper around the shared `ZB.MOM.WW.Auth.Ldap` directory client that adds two app-only concerns the shared library deliberately does not model: the `Enabled` master switch and `DevStubMode`. Since #520 it serves the **Admin UI cookie login (`/auth/login`) only** — `LdapOpcUaUserAuthenticator` is deleted and the OPC UA UserName path authenticates API keys instead (see [API-key identity](#api-key-identity-opc-ua-data-plane)).
@@ -113,6 +113,12 @@ public sealed class OpcUaApplicationHostOptions
/// own transport defaults, so an absent section changes nothing.
/// </summary>
public OpcUaQuotaOptions Quotas { get; set; } = new();
/// <summary>
/// Failed-credential lockout for UserName activations (<c>OpcUa:CredentialLockout:*</c>, lmxopcua#833).
/// Replaces the SDK's own lockout, which also refused Anonymous; see <see cref="FailedCredentialLockout"/>.
/// </summary>
public OpcUaCredentialLockoutOptions CredentialLockout { get; set; } = new();
}
/// <summary>
@@ -175,6 +181,7 @@ public sealed class OpcUaApplicationHost : IAsyncDisposable
private StandardServer? _server;
private readonly ITelemetryContext _telemetry = DefaultTelemetry.Create(_ => { });
private readonly List<IUserTokenAuthenticator> _identityAuthenticators = [];
private readonly FailedCredentialLockout _credentialLockout;
private readonly object _lifetimeLock = new();
private readonly TaskCompletionSource _disposeCompletion = new(TaskCreationOptions.RunContinuationsAsynchronously);
private int _disposeStarted;
@@ -191,6 +198,7 @@ public sealed class OpcUaApplicationHost : IAsyncDisposable
_options = options;
_logger = logger;
_userAuthenticator = userAuthenticator ?? NullOpcUaUserAuthenticator.Instance;
_credentialLockout = new FailedCredentialLockout(options.CredentialLockout ?? new OpcUaCredentialLockoutOptions());
}
/// <summary>Gets the OPC Foundation application instance, or null if not yet started.</summary>
@@ -260,14 +268,47 @@ public sealed class OpcUaApplicationHost : IAsyncDisposable
ct.ThrowIfCancellationRequested();
var args = new ImpersonateEventArgs(context.TokenHandler, context.UserTokenPolicy, context.EndpointDescription);
var peer = (host._server as OtOpcUaSdkServer)?.ActivationPeerAddress;
// lmxopcua#833 — only credential-bearing (UserName) activations are counted and refused. Anonymous
// never consults the lockout, so failed sign-ins cannot lock a client (or its NAT neighbours) out of
// anonymous access the way the SDK's own lockout did.
var lockoutKey = tokenType == UserTokenType.UserName
? FailedCredentialLockout.KeyFor(context.ChannelCertificate?.Thumbprint, peer)
: null;
if (lockoutKey is not null && host._credentialLockout.IsLockedOut(lockoutKey, out var remaining))
{
var seconds = (long)Math.Ceiling(remaining.TotalSeconds);
host._logger.LogInformation(
"OpcUaApplicationHost: UserName activation refused — client {Client} is locked out for {Seconds}s more",
lockoutKey, seconds);
return AuthenticationResult.Reject(ServiceResult.Create(StatusCodes.BadUserAccessDenied,
$"Too many failed authentication attempts. Try again in {seconds} seconds."));
}
// Port zero is only an adapter for the existing IP-budget seam: the SDK exposes no peer port.
await HandleImpersonationAsync(host._userAuthenticator, args, host._logger, host._options.AllowAnonymous,
peer is null ? null : new System.Net.IPEndPoint(peer, 0), ct).ConfigureAwait(false);
return ServiceResult.IsBad(args.IdentityValidationError)
var result = ServiceResult.IsBad(args.IdentityValidationError)
? AuthenticationResult.Reject(args.IdentityValidationError)
: args.Identity is { } identity
? AuthenticationResult.Accept(identity)
: AuthenticationResult.Reject(new ServiceResult(StatusCodes.BadIdentityTokenRejected));
if (lockoutKey is not null)
{
if (args.Identity is not null && !ServiceResult.IsBad(args.IdentityValidationError))
{
host._credentialLockout.RecordSuccess(lockoutKey);
}
else if (host._credentialLockout.RecordFailure(lockoutKey))
{
host._logger.LogWarning(
"OpcUaApplicationHost: client {Client} locked out of UserName activation for {Seconds}s after "
+ "{Attempts} failed attempts (OpcUa:CredentialLockout); anonymous activation is unaffected",
lockoutKey, host._options.CredentialLockout.LockoutSeconds, host._options.CredentialLockout.MaxFailedAttempts);
}
}
return result;
}
}
@@ -488,7 +529,9 @@ public sealed class OpcUaApplicationHost : IAsyncDisposable
{
if (!string.IsNullOrWhiteSpace(_options.ApplicationConfigPath))
{
return await _application!.LoadApplicationConfigurationAsync(_options.ApplicationConfigPath, true, ct);
var loaded = await _application!.LoadApplicationConfigurationAsync(_options.ApplicationConfigPath, true, ct);
if (loaded.ServerConfiguration is { } loadedServer) DisableSdkAuthenticationLockout(loadedServer);
return loaded;
}
var serverConfig = new ServerConfiguration
@@ -496,6 +539,7 @@ public sealed class OpcUaApplicationHost : IAsyncDisposable
BaseAddresses = [$"opc.tcp://{_options.PublicHostname}:{_options.OpcUaPort}/OtOpcUa"],
};
ApplyRequestQuotas(serverConfig, _options.Quotas);
DisableSdkAuthenticationLockout(serverConfig);
serverConfig.SecurityPolicies = BuildSecurityPolicies(_options.EnabledSecurityProfiles).ToArray();
serverConfig.UserTokenPolicies = BuildUserTokenPolicies(_options.AllowAnonymous).ToArray();
@@ -531,6 +575,15 @@ public sealed class OpcUaApplicationHost : IAsyncDisposable
return config;
}
/// <summary>
/// Switches off the SDK's per-client failed-authentication lockout (lmxopcua#833). It refuses EVERY
/// activation from a locked client — Anonymous included — for 5 minutes; <see cref="FailedCredentialLockout"/>
/// enforces the UserName-only replacement.
/// </summary>
/// <param name="serverConfig">The configuration to set.</param>
internal static void DisableSdkAuthenticationLockout(ServerConfiguration serverConfig) =>
serverConfig.MaxFailedAuthenticationAttempts = 0;
/// <summary>
/// Applies the request-processing quotas (<c>OpcUa:Quotas:*</c>, review 01 P6 — they were hard-coded at
/// 5 / 100 / 200) to the SDK server configuration.
@@ -0,0 +1,159 @@
namespace ZB.MOM.WW.OtOpcUa.OpcUaServer.Security;
/// <summary>
/// The <c>OpcUa:CredentialLockout</c> section: how many failed UserName activations one client may make
/// before its UserName activations are refused for a while (lmxopcua#833).
/// </summary>
/// <remarks>
/// The defaults are the OPC Foundation SDK 2.0.1 <c>SessionManager</c> lockout this replaces: 5 failures,
/// each inside 60 s of the previous one, lock the client out for 5 minutes.
/// </remarks>
public sealed class OpcUaCredentialLockoutOptions
{
/// <summary>Failed UserName activations that lock a client out; <c>0</c> or less disables the lockout.</summary>
public int MaxFailedAttempts { get; set; } = 5;
/// <summary>A failure more than this many seconds after the previous one starts a fresh count.</summary>
public int FailureWindowSeconds { get; set; } = 60;
/// <summary>How long a locked-out client's UserName activations are refused, in seconds.</summary>
public int LockoutSeconds { get; set; } = 300;
}
/// <summary>
/// Brute-force lockout for UserName (API-key) activations, scoped so it can never refuse an
/// <b>anonymous</b> activation (lmxopcua#833).
/// </summary>
/// <remarks>
/// <para>
/// <b>Why this exists instead of the SDK's own lockout.</b> OPC Foundation SDK 2.0.1's
/// <c>SessionManager.ActivateSessionAsync</c> counts every failed identity validation per client and,
/// at <c>ServerConfiguration.MaxFailedAuthenticationAttempts</c> (default 5), refuses <b>every</b>
/// activation from that client for 5 minutes with <c>BadUserAccessDenied</c> — the lockout check runs
/// before the token is even looked at, so it refuses Anonymous too, and a successful anonymous
/// activation does not clear it. Its key is the client certificate thumbprint when one is presented,
/// else the peer IP: on a <c>None</c> endpoint the presented certificate is not proven, so a client
/// could lock out another client's sessions by presenting its certificate, and behind a NAT every
/// certificate-less client shares one key. The host therefore sets
/// <c>MaxFailedAuthenticationAttempts = 0</c> and enforces this narrower lockout instead.
/// </para>
/// <para>
/// <b>What it does.</b> Only UserName activations are counted and refused. The key is the presented
/// client certificate thumbprint <b>and</b> the observed peer address together, so locking a victim
/// out needs both its certificate and its source address. Same timing as the SDK: a failure within
/// <see cref="OpcUaCredentialLockoutOptions.FailureWindowSeconds"/> of the previous one adds to the
/// count; at <see cref="OpcUaCredentialLockoutOptions.MaxFailedAttempts"/> the client is refused for
/// <see cref="OpcUaCredentialLockoutOptions.LockoutSeconds"/>; a refusal during the lockout is not
/// itself counted (the lockout never extends itself); a successful UserName activation clears the
/// client's count.
/// </para>
/// <para>
/// Memory is bounded at <see cref="MaxTrackedClients"/>: expired entries are pruned when it fills, and
/// a client that still finds it full is not tracked (it can only evade by rotating certificates or
/// addresses, which it could do against the SDK lockout too; API-key secrets are not guessable).
/// </para>
/// </remarks>
public sealed class FailedCredentialLockout
{
/// <summary>The most clients tracked at once.</summary>
public const int MaxTrackedClients = 4096;
private readonly OpcUaCredentialLockoutOptions _options;
private readonly TimeProvider _time;
private readonly Dictionary<string, Entry> _entries = new(StringComparer.Ordinal);
private readonly object _gate = new();
/// <summary>Initializes a new instance of the <see cref="FailedCredentialLockout"/> class.</summary>
/// <param name="options">The configured thresholds.</param>
/// <param name="time">The clock; <see cref="TimeProvider.System"/> when null.</param>
public FailedCredentialLockout(OpcUaCredentialLockoutOptions options, TimeProvider? time = null)
{
_options = options ?? throw new ArgumentNullException(nameof(options));
_time = time ?? TimeProvider.System;
}
/// <summary>Whether the lockout is switched on.</summary>
public bool Enabled => _options.MaxFailedAttempts > 0;
/// <summary>Builds the lockout key for a client.</summary>
/// <param name="certificateThumbprint">The presented client certificate's thumbprint, if any.</param>
/// <param name="peer">The transport-observed peer address, if known.</param>
/// <returns>The key; never null.</returns>
public static string KeyFor(string? certificateThumbprint, System.Net.IPAddress? peer) =>
$"{(string.IsNullOrEmpty(certificateThumbprint) ? "-" : certificateThumbprint)}@{peer?.ToString() ?? "-"}";
/// <summary>Whether <paramref name="key"/> is locked out right now.</summary>
/// <param name="key">The client key from <see cref="KeyFor"/>.</param>
/// <param name="remaining">The time left on the lockout when this returns true.</param>
/// <returns><see langword="true"/> when the client's UserName activations must be refused.</returns>
public bool IsLockedOut(string key, out TimeSpan remaining)
{
remaining = TimeSpan.Zero;
if (!Enabled) return false;
var now = _time.GetUtcNow();
lock (_gate)
{
if (!_entries.TryGetValue(key, out var entry)) return false;
if (entry.LockedUntil > now)
{
remaining = entry.LockedUntil - now;
return true;
}
if (IsExpired(entry, now)) _entries.Remove(key);
return false;
}
}
/// <summary>Records one failed UserName activation.</summary>
/// <param name="key">The client key.</param>
/// <returns><see langword="true"/> when this failure locked the client out.</returns>
public bool RecordFailure(string key)
{
if (!Enabled) return false;
var now = _time.GetUtcNow();
lock (_gate)
{
if (_entries.TryGetValue(key, out var entry))
{
if (entry.LockedUntil > now) return false; // a refusal never extends the lockout
entry = IsExpired(entry, now) ? new Entry(1, now, default) : entry with { Failures = entry.Failures + 1, LastFailure = now };
}
else
{
if (_entries.Count >= MaxTrackedClients) Prune(now);
if (_entries.Count >= MaxTrackedClients) return false;
entry = new Entry(1, now, default);
}
if (entry.Failures >= _options.MaxFailedAttempts)
entry = entry with { LockedUntil = now + TimeSpan.FromSeconds(Math.Max(0, _options.LockoutSeconds)) };
_entries[key] = entry;
return entry.LockedUntil > now;
}
}
/// <summary>Clears a client's count after a successful UserName activation.</summary>
/// <param name="key">The client key.</param>
public void RecordSuccess(string key)
{
lock (_gate) _entries.Remove(key);
}
/// <summary>How many clients are tracked (test observation).</summary>
internal int TrackedCount
{
get { lock (_gate) return _entries.Count; }
}
private bool IsExpired(Entry entry, DateTimeOffset now) =>
entry.LockedUntil <= now && now - entry.LastFailure > TimeSpan.FromSeconds(Math.Max(0, _options.FailureWindowSeconds));
private void Prune(DateTimeOffset now)
{
foreach (var key in _entries.Where(e => IsExpired(e.Value, now)).Select(e => e.Key).ToList())
_entries.Remove(key);
}
/// <summary>One client's failure count and lockout.</summary>
private readonly record struct Entry(int Failures, DateTimeOffset LastFailure, DateTimeOffset LockedUntil);
}
@@ -0,0 +1,185 @@
using System.Net;
using System.Text;
using Microsoft.Extensions.Logging.Abstractions;
using Opc.Ua;
using Opc.Ua.Client;
using Shouldly;
using Xunit;
using ZB.MOM.WW.OtOpcUa.Core.Authorization;
using ZB.MOM.WW.OtOpcUa.OpcUaServer.Security;
namespace ZB.MOM.WW.OtOpcUa.OpcUaServer.IntegrationTests;
/// <summary>
/// lmxopcua#833 over the wire. A few failed UserName activations used to trip the OPC Foundation SDK's
/// per-client lockout, which then refused EVERY activation from that client — Anonymous included — with
/// <c>BadUserAccessDenied</c> for 5 minutes. The host now disables the SDK lockout and enforces a
/// UserName-only replacement (<see cref="FailedCredentialLockout"/>).
/// </summary>
public sealed class CredentialLockoutWireTests
{
private const string GoodKey = "otua_k-good_secret";
[Fact]
public async Task Failed_credentials_never_lock_the_client_out_of_anonymous_activation()
{
var ct = TestContext.Current.CancellationToken;
var auth = new CountingAuthenticator();
await using var rig = await Rig.StartAsync(auth, new OpcUaCredentialLockoutOptions(), ct);
for (var i = 0; i < 6; i++)
{
var rejected = await Should.ThrowAsync<ServiceResultException>(() => rig.ConnectAsync($"otua_k-bad{i}_x", ct));
rejected.StatusCode.ShouldBeOneOf(StatusCodes.BadIdentityTokenRejected, StatusCodes.BadUserAccessDenied);
}
using var anonymous = await rig.ConnectAsync(credential: null, ct);
var ns = await anonymous.ReadValueAsync(VariableIds.Server_NamespaceArray, ct);
StatusCode.IsGood(ns.StatusCode).ShouldBeTrue();
auth.AnonymousCalls.ShouldBe(1, "the anonymous activation must reach the authenticator, not be refused before it");
}
[Fact]
public async Task Failed_credentials_still_lock_out_further_UserName_activations_from_that_client()
{
var ct = TestContext.Current.CancellationToken;
var auth = new CountingAuthenticator();
await using var rig = await Rig.StartAsync(
auth, new OpcUaCredentialLockoutOptions { MaxFailedAttempts = 3 }, ct);
for (var i = 0; i < 3; i++)
{
var rejected = await Should.ThrowAsync<ServiceResultException>(() => rig.ConnectAsync($"otua_k-bad{i}_x", ct));
rejected.StatusCode.ShouldBe(StatusCodes.BadIdentityTokenRejected);
}
var callsBefore = auth.UserNameCalls;
var locked = await Should.ThrowAsync<ServiceResultException>(() => rig.ConnectAsync(GoodKey, ct));
locked.StatusCode.ShouldBe(StatusCodes.BadUserAccessDenied);
auth.UserNameCalls.ShouldBe(callsBefore, "a locked-out client's credential is refused without being checked");
}
[Fact]
public async Task A_disabled_lockout_admits_a_valid_key_after_any_number_of_failures()
{
// Also proves the SDK's own lockout (default 5) is switched off: with ours disabled nothing may refuse.
var ct = TestContext.Current.CancellationToken;
var auth = new CountingAuthenticator();
await using var rig = await Rig.StartAsync(
auth, new OpcUaCredentialLockoutOptions { MaxFailedAttempts = 0 }, ct);
for (var i = 0; i < 7; i++)
{
var rejected = await Should.ThrowAsync<ServiceResultException>(() => rig.ConnectAsync($"otua_k-bad{i}_x", ct));
rejected.StatusCode.ShouldBe(StatusCodes.BadIdentityTokenRejected);
}
using var session = await rig.ConnectAsync(GoodKey, ct);
session.Connected.ShouldBeTrue();
}
private sealed class Rig : IAsyncDisposable
{
private readonly string _pkiRoot;
private OpcUaApplicationHost _host = null!;
private int _port;
private Rig(string pkiRoot) => _pkiRoot = pkiRoot;
public static async Task<Rig> StartAsync(
IOpcUaUserAuthenticator authenticator, OpcUaCredentialLockoutOptions lockout, CancellationToken ct)
{
var rig = new Rig(Path.Combine(Path.GetTempPath(), $"otopcua-lockout-{Guid.NewGuid():N}"));
var applicationUri = $"urn:OtOpcUa.Lockout.{Guid.NewGuid():N}";
(rig._host, _) = await OpcUaHostStart.StartAsync(
port =>
{
rig._port = port;
return new OpcUaApplicationHost(
new OpcUaApplicationHostOptions
{
ApplicationName = "OtOpcUa.Lockout",
ApplicationUri = applicationUri,
OpcUaPort = port,
PublicHostname = "127.0.0.1",
PkiStoreRoot = rig._pkiRoot,
EnabledSecurityProfiles = [OpcUaSecurityProfile.None],
AutoAcceptUntrustedClientCertificates = true,
CredentialLockout = lockout,
},
NullLogger<OpcUaApplicationHost>.Instance,
authenticator);
},
() => new OtOpcUaSdkServer(), ct);
return rig;
}
/// <summary>Opens a session; a null credential activates anonymously.</summary>
public async Task<ISession> ConnectAsync(string? credential, CancellationToken ct)
{
var appConfig = new ApplicationConfiguration(DefaultTelemetry.Create(_ => { }))
{
ApplicationName = "OtOpcUa.LockoutClient",
ApplicationUri = "urn:OtOpcUa.LockoutClient",
ApplicationType = ApplicationType.Client,
SecurityConfiguration = TestClientSecurity.Build(TestClientSecurity.AllocatePkiRoot()),
ClientConfiguration = new ClientConfiguration { DefaultSessionTimeout = 60_000 },
};
await appConfig.ValidateAsync(ApplicationType.Client, ct);
var endpoint = await CoreClientUtils.SelectEndpointAsync(
appConfig, $"opc.tcp://127.0.0.1:{_port}/OtOpcUa", false, DefaultTelemetry.Create(_ => { }), ct);
return await new DefaultSessionFactory(DefaultTelemetry.Create(_ => { })).CreateAsync(
appConfig,
new ConfiguredEndpoint(null, endpoint ?? throw new InvalidOperationException("no endpoint"), EndpointConfiguration.Create(appConfig)),
updateBeforeConnect: false,
checkDomain: false,
sessionName: "CredentialLockoutWireTests",
sessionTimeout: 60_000,
identity: credential is null
? new UserIdentity()
: new UserIdentity("apikey", Encoding.UTF8.GetBytes(credential)),
preferredLocales: default,
ct: ct);
}
public async ValueTask DisposeAsync()
{
await _host.DisposeAsync();
if (Directory.Exists(_pkiRoot))
{
try { Directory.Delete(_pkiRoot, recursive: true); }
catch (IOException) { /* best effort */ }
}
}
}
/// <summary>Admits <see cref="GoodKey"/> and anonymous; denies everything else; counts calls.</summary>
private sealed class CountingAuthenticator : IOpcUaUserAuthenticator
{
private int _userNameCalls;
private int _anonymousCalls;
public int UserNameCalls => Volatile.Read(ref _userNameCalls);
public int AnonymousCalls => Volatile.Read(ref _anonymousCalls);
public Task<OpcUaUserAuthResult> AuthenticateUserNameAsync(string username, string password, CancellationToken ct)
{
Interlocked.Increment(ref _userNameCalls);
return Task.FromResult(password == GoodKey
? OpcUaUserAuthResult.AllowKey("good", [], "k-good")
: OpcUaUserAuthResult.Deny("Invalid API key."));
}
public Task<OpcUaUserAuthResult> AuthenticateUserNameAsync(
string username, string password, IPEndPoint? remoteEndpoint, CancellationToken ct) =>
AuthenticateUserNameAsync(username, password, ct);
public Task<OpcUaUserAuthResult> AuthenticateAnonymousAsync(CancellationToken ct)
{
Interlocked.Increment(ref _anonymousCalls);
return Task.FromResult(OpcUaUserAuthResult.Allow(OpcUaPrincipals.Anonymous, []));
}
}
}
@@ -0,0 +1,120 @@
using System.Net;
using Shouldly;
using Xunit;
using ZB.MOM.WW.OtOpcUa.OpcUaServer.Security;
namespace ZB.MOM.WW.OtOpcUa.OpcUaServer.Tests;
/// <summary>lmxopcua#833 — the UserName-only lockout that replaces the SDK's all-token lockout.</summary>
public sealed class FailedCredentialLockoutTests
{
private static readonly string Client = FailedCredentialLockout.KeyFor("THUMB", IPAddress.Parse("10.0.0.5"));
[Fact]
public void Locks_at_the_threshold_and_releases_after_the_lockout()
{
var clock = new ManualClock();
var lockout = new FailedCredentialLockout(new OpcUaCredentialLockoutOptions(), clock);
for (var i = 0; i < 4; i++) lockout.RecordFailure(Client).ShouldBeFalse();
lockout.IsLockedOut(Client, out _).ShouldBeFalse();
lockout.RecordFailure(Client).ShouldBeTrue("the fifth failure locks");
lockout.IsLockedOut(Client, out var remaining).ShouldBeTrue();
remaining.ShouldBe(TimeSpan.FromMinutes(5));
clock.Advance(TimeSpan.FromSeconds(299));
lockout.IsLockedOut(Client, out _).ShouldBeTrue();
clock.Advance(TimeSpan.FromSeconds(1));
lockout.IsLockedOut(Client, out _).ShouldBeFalse();
lockout.RecordFailure(Client).ShouldBeFalse("a lockout that ran out starts a fresh count");
}
[Fact]
public void A_refusal_during_the_lockout_does_not_extend_it()
{
var clock = new ManualClock();
var lockout = new FailedCredentialLockout(new OpcUaCredentialLockoutOptions { MaxFailedAttempts = 1 }, clock);
lockout.RecordFailure(Client).ShouldBeTrue();
clock.Advance(TimeSpan.FromSeconds(200));
lockout.RecordFailure(Client).ShouldBeFalse();
clock.Advance(TimeSpan.FromSeconds(100));
lockout.IsLockedOut(Client, out _).ShouldBeFalse();
}
[Fact]
public void Failures_spaced_wider_than_the_window_never_accumulate()
{
var clock = new ManualClock();
var lockout = new FailedCredentialLockout(new OpcUaCredentialLockoutOptions(), clock);
for (var i = 0; i < 10; i++)
{
lockout.RecordFailure(Client).ShouldBeFalse();
clock.Advance(TimeSpan.FromSeconds(61));
}
lockout.IsLockedOut(Client, out _).ShouldBeFalse();
}
[Fact]
public void A_success_clears_the_count()
{
var lockout = new FailedCredentialLockout(new OpcUaCredentialLockoutOptions(), new ManualClock());
for (var i = 0; i < 4; i++) lockout.RecordFailure(Client);
lockout.RecordSuccess(Client);
for (var i = 0; i < 4; i++) lockout.RecordFailure(Client).ShouldBeFalse();
lockout.IsLockedOut(Client, out _).ShouldBeFalse();
}
[Fact]
public void The_key_needs_both_certificate_and_address_so_one_client_cannot_lock_out_another()
{
var lockout = new FailedCredentialLockout(new OpcUaCredentialLockoutOptions { MaxFailedAttempts = 1 }, new ManualClock());
var attacker = FailedCredentialLockout.KeyFor("VICTIMTHUMB", IPAddress.Parse("10.0.0.99"));
var victim = FailedCredentialLockout.KeyFor("VICTIMTHUMB", IPAddress.Parse("10.0.0.5"));
var natNeighbour = FailedCredentialLockout.KeyFor("OTHERTHUMB", IPAddress.Parse("10.0.0.99"));
lockout.RecordFailure(attacker).ShouldBeTrue();
lockout.IsLockedOut(victim, out _).ShouldBeFalse("same certificate, different address");
lockout.IsLockedOut(natNeighbour, out _).ShouldBeFalse("same address, different certificate");
}
[Fact]
public void Zero_attempts_disables_it()
{
var lockout = new FailedCredentialLockout(new OpcUaCredentialLockoutOptions { MaxFailedAttempts = 0 }, new ManualClock());
for (var i = 0; i < 50; i++) lockout.RecordFailure(Client).ShouldBeFalse();
lockout.IsLockedOut(Client, out _).ShouldBeFalse();
lockout.TrackedCount.ShouldBe(0);
}
[Fact]
public void Tracking_is_bounded_and_prunes_expired_clients_first()
{
var clock = new ManualClock();
var lockout = new FailedCredentialLockout(new OpcUaCredentialLockoutOptions(), clock);
for (var i = 0; i < FailedCredentialLockout.MaxTrackedClients; i++) lockout.RecordFailure($"c{i}");
lockout.TrackedCount.ShouldBe(FailedCredentialLockout.MaxTrackedClients);
lockout.RecordFailure("overflow");
lockout.TrackedCount.ShouldBe(FailedCredentialLockout.MaxTrackedClients, "full and nothing expired ⇒ not tracked");
clock.Advance(TimeSpan.FromSeconds(61));
lockout.RecordFailure("overflow");
lockout.TrackedCount.ShouldBe(1, "expired entries are pruned to make room");
}
[Fact]
public void The_host_switches_the_sdk_lockout_off()
{
var config = new Opc.Ua.ServerConfiguration();
config.MaxFailedAuthenticationAttempts.ShouldBe(5, "the SDK default this guards against");
OpcUaApplicationHost.DisableSdkAuthenticationLockout(config);
config.MaxFailedAuthenticationAttempts.ShouldBe(0);
}
private sealed class ManualClock : TimeProvider
{
private DateTimeOffset _now = new(2026, 11, 11, 0, 0, 0, TimeSpan.Zero);
public override DateTimeOffset GetUtcNow() => _now;
public void Advance(TimeSpan by) => _now += by;
}
}