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mxaccessgw/src/ZB.MOM.WW.MxGateway.Tests/Security/Audit/ChannelAuditWriterTests.cs
T
Joseph Doherty dc2df628e3 chore(followups): reviewer-recommended tests, comments, and hardening from the remediation reviews
The remediation reviews approved every task but left a tail of small notes.
This lands the gateway-side half of them.

Hardening (behavior changes, all narrow):

- BuildFilteredWriteBulkCommand's unreachable default case failed OPEN: a
  fifth bulk-write kind added upstream without a filter case here would have
  shipped the DENIED entries to the worker while reporting them denied to the
  caller. It now throws UnreachableException.
- SqliteCanonicalAuditStore.ListRecentAsync no longer throws on a row it
  cannot date. The retention sweep deliberately preserves such rows (SQLite's
  datetime() yields NULL, so the DELETE never matches), which guaranteed the
  dashboard's recent-audit view would meet one eventually and lose the whole
  page to it. The row is now reported at DateTimeOffset.MinValue with every
  other column intact, behind an optional logger.
- The audit drain loop's finally now completes the channel writer alongside
  detaching the drain, so a producer that raced past the attached check takes
  the write-through branch instead of stranding its event in a buffer nobody
  reads until shutdown. TryComplete is idempotent, so StopAsync is unaffected.

Tests:

- MapCommandReply ownership (Assert.Same on the inner reply), mirroring the
  existing MapEvent ownership test.
- Redactor key-id length boundary at exactly 64 and 65 characters, pinning
  which way it fails. Nothing validates key-id length at creation, so
  docs/Diagnostics.md's "which no issued key id does" is now stated as the
  heuristic it is.
- ApiKeyFailureLimiter.Reset with a PartitionResolution whose partition was
  evicted between the Check and the Reset: inert, and clears nobody else's
  block.
- Constraint-cache concurrency stress: the cap is enforced by the inserting
  thread, so overshoot must be transient and proportional to the in-flight
  inserters, and the cache must settle at or under the cap.
- ListRecentAsync against a raw-SQL undateable row.

Comment/doc accuracy:

- EventsHubViewerRegistry.ReleaseConnection records that it relies on
  SignalR's default sequential per-connection dispatch
  (MaximumParallelInvocationsPerClient = 1).
- A PERF(followup) note on Invoke's double session resolve and why removing it
  needs a SessionManager overload.
- SessionEventDistributor: the volatile-field comment named the pump as the
  lock-free reader, but the pump's single capture point is inside _replayLock;
  the genuinely lock-free reader is SubscriberCount. OnSubscriberOverflow's
  "cannot be observed here" now excepts the DisposeAsync abandon path. The
  churn test names its ConcurrentDictionary bucket-order assumption and that a
  violation surfaces as a read timeout, not a silent pass.
- The two "restores the sequential drain's behavior" claims (SessionManager,
  docs/Sessions.md) were wrong: the sequential drain leaked too, because
  KillWorkerAsync's entry ThrowIfCancellationRequested aborted the whole loop
  on the first session for zero kills. Reworded to "fixes a leak the
  sequential drain also had", with the sweep-bound/shutdown-unbound
  ParallelOptions asymmetry explained.
- ISessionManager.ShutdownAsync's token doc: it degrades the drain to a kill
  sweep rather than cancelling it, with the bounded overrun stated.
  SessionShutdownHostedService.StopAsync records that its cancellation-logging
  branch is now unreachable.
2026-08-15 17:54:31 -04:00

409 lines
18 KiB
C#

using Microsoft.Data.Sqlite;
using Microsoft.Extensions.Logging.Abstractions;
using Microsoft.Extensions.Time.Testing;
using ZB.MOM.WW.Audit;
using ZB.MOM.WW.Auth.ApiKeys.Sqlite;
using ZB.MOM.WW.MxGateway.Server.Configuration;
using ZB.MOM.WW.MxGateway.Server.Security.Audit;
using ZB.MOM.WW.MxGateway.Tests.Security.Authentication;
namespace ZB.MOM.WW.MxGateway.Tests.Security.Audit;
/// <summary>
/// Tests the bounded, asynchronous audit path: <see cref="ChannelAuditWriter"/> (enqueue-only
/// once a drain is attached, drops rather than blocks when the channel is full, writes through
/// whenever nothing is draining) and <see cref="AuditDrainService"/> (batched drain, poison-batch
/// isolation, one-time table bootstrap, retention sweep). The channel makes the already-documented
/// best-effort audit contract explicit and bounded: a partially denied bulk RPC no longer pays a
/// SQLite round-trip per denied tag.
/// </summary>
public sealed class ChannelAuditWriterTests : IDisposable
{
private readonly List<TempDatabaseDirectory> _tempDirectories = [];
/// <summary>
/// With a drain attached, <see cref="ChannelAuditWriter.WriteAsync"/> only enqueues — the
/// sink is not touched until the drain runs, and the event arrives once it does.
/// </summary>
/// <returns>A task that represents the asynchronous operation.</returns>
[Fact]
public async Task WriteAsync_WithDrainAttached_EnqueuesOnlyAndReachesSinkAfterDrain()
{
CountingAuditSink sink = new();
(ChannelAuditWriter writer, AuditDrainService drain) = CreateWriterAndDrain(sink);
writer.AttachDrain();
await writer.WriteAsync(MakeEvent("constraint-denied"), CancellationToken.None);
// Enqueue-only: nothing has reached the sink yet.
Assert.Equal(0, sink.InsertBatchCalls);
Assert.Empty(sink.Events);
int drained = await drain.DrainPendingAsync(CancellationToken.None);
Assert.Equal(1, drained);
Assert.Equal(1, sink.InsertBatchCalls);
Assert.Equal("constraint-denied", Assert.Single(sink.Events).Action);
}
/// <summary>
/// A drain pass batches up to <see cref="AuditDrainService.MaxBatchSize"/> events into one
/// sink call, so a partially denied bulk RPC costs a handful of transactions, not one per tag.
/// </summary>
/// <returns>A task that represents the asynchronous operation.</returns>
[Fact]
public async Task DrainPendingAsync_BatchesEventsIntoBoundedInsertCalls()
{
CountingAuditSink sink = new();
(ChannelAuditWriter writer, AuditDrainService drain) = CreateWriterAndDrain(sink);
writer.AttachDrain();
const int eventCount = 150;
for (int index = 0; index < eventCount; index++)
{
await writer.WriteAsync(MakeEvent($"denied-{index}"), CancellationToken.None);
}
int drained = await drain.DrainPendingAsync(CancellationToken.None);
Assert.Equal(eventCount, drained);
Assert.Equal(eventCount, sink.Events.Count);
// 150 events at a batch size of 64 → 3 transactions (64 + 64 + 22), not 150.
Assert.Equal(3, sink.InsertBatchCalls);
Assert.All(sink.BatchSizes, size => Assert.True(size <= AuditDrainService.MaxBatchSize));
}
/// <summary>
/// A batch that will not commit is retried one event at a time, so a single unwritable row
/// costs only itself instead of taking the up-to-63 good events sharing its transaction.
/// </summary>
/// <returns>A task that represents the asynchronous operation.</returns>
[Fact]
public async Task DrainPendingAsync_WhenBatchFails_RetriesIndividuallyAndKeepsSurvivors()
{
CountingAuditSink sink = new() { PoisonAction = "poison" };
(ChannelAuditWriter writer, AuditDrainService drain) = CreateWriterAndDrain(sink);
writer.AttachDrain();
await writer.WriteAsync(MakeEvent("good-1"), CancellationToken.None);
await writer.WriteAsync(MakeEvent("poison"), CancellationToken.None);
await writer.WriteAsync(MakeEvent("good-2"), CancellationToken.None);
int persisted = await drain.DrainPendingAsync(CancellationToken.None);
// The batch commit fails on the poison event; the per-event retry still lands both others.
Assert.Equal(2, persisted);
Assert.Equal(["good-1", "good-2"], sink.Events.Select(auditEvent => auditEvent.Action));
}
/// <summary>
/// When the bounded channel is full the write is dropped rather than blocking the caller,
/// and the drop is counted. A stalled or slow audit database must never stall an RPC.
/// </summary>
/// <returns>A task that represents the asynchronous operation.</returns>
[Fact]
public async Task WriteAsync_WhenChannelFull_DropsWriteAndCountsItWithoutBlocking()
{
CountingAuditSink sink = new();
(ChannelAuditWriter writer, _) = CreateWriterAndDrain(sink);
writer.AttachDrain();
const int overflow = 32;
for (int index = 0; index < ChannelAuditWriter.ChannelCapacity + overflow; index++)
{
// Every call must complete synchronously: the channel never blocks a producer.
Task write = writer.WriteAsync(MakeEvent($"denied-{index}"), CancellationToken.None);
Assert.True(write.IsCompletedSuccessfully);
await write;
}
Assert.Equal(overflow, writer.DroppedCount);
// The channel still holds exactly its capacity; nothing reached the sink (no drain ran).
Assert.Equal(0, sink.InsertBatchCalls);
}
/// <summary>
/// With no drain attached (the <c>apikey</c> CLI, DI-only tests, post-shutdown) the writer
/// writes through to the sink instead of enqueueing into a channel nobody will ever read.
/// </summary>
/// <returns>A task that represents the asynchronous operation.</returns>
[Fact]
public async Task WriteAsync_WithNoDrainAttached_WritesThroughToSink()
{
CountingAuditSink sink = new();
(ChannelAuditWriter writer, _) = CreateWriterAndDrain(sink);
await writer.WriteAsync(MakeEvent("dashboard-create-key"), CancellationToken.None);
Assert.Equal("dashboard-create-key", Assert.Single(sink.Events).Action);
}
/// <summary>
/// A completed channel has no future reader, so an attached writer must write through rather
/// than discard. This is the re-attach-after-shutdown footgun: enqueueing would lose 100% of
/// audit silently.
/// </summary>
/// <returns>A task that represents the asynchronous operation.</returns>
[Fact]
public async Task WriteAsync_AfterChannelCompleted_WritesThroughInsteadOfDiscarding()
{
CountingAuditSink sink = new();
(ChannelAuditWriter writer, _) = CreateWriterAndDrain(sink);
writer.AttachDrain();
writer.CompleteWriting();
await writer.WriteAsync(MakeEvent("constraint-denied"), CancellationToken.None);
Assert.Equal("constraint-denied", Assert.Single(sink.Events).Action);
Assert.Equal(0, writer.DroppedCount);
}
/// <summary>
/// The retention sweep deletes rows older than <c>AuditRetentionDays</c>, measured from the
/// injected clock, and runs once at startup after the one-time table bootstrap.
/// </summary>
/// <returns>A task that represents the asynchronous operation.</returns>
[Fact]
public async Task StartAsync_BootstrapsTableThenSweepsRetentionAtConfiguredCutoff()
{
CountingAuditSink sink = new();
FakeTimeProvider clock = new(new DateTimeOffset(2026, 8, 15, 12, 0, 0, TimeSpan.Zero));
(_, AuditDrainService drain) = CreateWriterAndDrain(
sink,
new SecurityOptions { AuditRetentionDays = 30 },
clock);
await drain.StartAsync(CancellationToken.None);
await drain.StopAsync(CancellationToken.None);
Assert.Equal(1, sink.EnsureInitializedCalls);
Assert.Equal(new DateTimeOffset(2026, 7, 16, 12, 0, 0, TimeSpan.Zero), Assert.Single(sink.DeleteCutoffs));
}
/// <summary>
/// The sweep compares instants, not stored text, and never deletes a row it cannot date.
/// </summary>
/// <returns>A task that represents the asynchronous operation.</returns>
[Fact]
public async Task SqliteStore_DeleteOlderThan_ComparesInstantsAndKeepsUnparseableRows()
{
(SqliteCanonicalAuditStore store, AuthSqliteConnectionFactory factory) = CreateStore();
DateTimeOffset cutoff = new(2026, 5, 17, 12, 0, 0, TimeSpan.Zero);
await store.InsertBatchAsync(
[
MakeEvent("swept", new DateTimeOffset(2026, 5, 17, 11, 0, 0, TimeSpan.Zero)),
MakeEvent("kept-fresh", new DateTimeOffset(2026, 5, 18, 0, 0, 0, TimeSpan.Zero)),
],
CancellationToken.None);
// Both discriminating rows are written as raw text, because AuditEvent.OccurredAtUtc
// normalizes to UTC and so cannot express them. They stand for audit that reached the
// table any other way — a repair script, an older schema, a future producer.
//
// 09:00 at -05:00 is 14:00 UTC, two hours AFTER the cutoff, yet its text sorts BEFORE
// "2026-05-17T12:00:00.0000000+00:00". A lexicographic sweep deletes it; comparing
// instants keeps it.
await InsertRawRowAsync(factory, "kept-offset", "2026-05-17T09:00:00.1234567-05:00");
// Undateable audit is kept, never guessed at. This text sorts BELOW the cutoff, so a
// lexicographic sweep deletes it, while datetime() yields NULL and leaves it alone.
await InsertRawRowAsync(factory, "kept-unparseable", "0000-not-a-timestamp");
int deleted = await store.DeleteOlderThanAsync(cutoff, CancellationToken.None);
Assert.Equal(1, deleted);
Assert.Equal(
["kept-fresh", "kept-offset", "kept-unparseable"],
(await ListActionsAsync(factory)).OrderBy(action => action, StringComparer.Ordinal));
}
/// <summary>
/// The sweep above deliberately preserves rows it cannot date, so the dashboard's recent-audit
/// view is guaranteed to meet one eventually. Reading must therefore be defensive: the
/// undateable row is reported at <see cref="DateTimeOffset.MinValue"/> with every other column
/// intact, rather than one bad row throwing the whole page away.
/// </summary>
/// <returns>A task that represents the asynchronous operation.</returns>
[Fact]
public async Task SqliteStore_ListRecent_WithUnparseableRow_ReportsMinValueInsteadOfThrowing()
{
(SqliteCanonicalAuditStore store, AuthSqliteConnectionFactory factory) = CreateStore();
DateTimeOffset occurred = new(2026, 5, 18, 0, 0, 0, TimeSpan.Zero);
await store.InsertAsync(MakeEvent("dateable", occurred), CancellationToken.None);
await InsertRawRowAsync(factory, "undateable", "0000-not-a-timestamp");
IReadOnlyList<AuditEvent> recent = await store.ListRecentAsync(10, CancellationToken.None);
Assert.Equal(2, recent.Count);
Assert.Equal(occurred, recent.Single(auditEvent => auditEvent.Action == "dateable").OccurredAtUtc);
AuditEvent undateable = recent.Single(auditEvent => auditEvent.Action == "undateable");
Assert.Equal(DateTimeOffset.MinValue, undateable.OccurredAtUtc);
Assert.Equal("operator01", undateable.Actor);
Assert.Equal(AuditOutcome.Denied, undateable.Outcome);
}
private static (ChannelAuditWriter Writer, AuditDrainService Drain) CreateWriterAndDrain(
IAuditEventSink sink,
SecurityOptions? security = null,
TimeProvider? timeProvider = null)
{
ChannelAuditWriter writer = new(
new CanonicalAuditWriter(sink, NullLogger<CanonicalAuditWriter>.Instance),
NullLogger<ChannelAuditWriter>.Instance);
AuditDrainService drain = new(
writer,
sink,
security ?? new SecurityOptions(),
timeProvider ?? TimeProvider.System,
NullLogger<AuditDrainService>.Instance);
return (writer, drain);
}
private (SqliteCanonicalAuditStore Store, AuthSqliteConnectionFactory Factory) CreateStore()
{
TempDatabaseDirectory directory = TempDatabaseDirectory.Create("mxgateway-channel-audit");
_tempDirectories.Add(directory);
AuthSqliteConnectionFactory factory = new(directory.DatabasePath());
return (new SqliteCanonicalAuditStore(factory), factory);
}
// Writes an audit row whose occurred_at_utc bypasses the store's DateTimeOffset formatting,
// so the sweep can be shown to leave undateable audit alone.
private static async Task InsertRawRowAsync(
AuthSqliteConnectionFactory factory,
string action,
string occurredAtUtc)
{
await using SqliteConnection connection = await factory.OpenConnectionAsync(CancellationToken.None);
await using SqliteCommand command = connection.CreateCommand();
command.CommandText =
"""
INSERT INTO audit_event (event_id, occurred_at_utc, actor, action, outcome)
VALUES ($event_id, $occurred_at_utc, 'operator01', $action, 'Denied');
""";
command.Parameters.AddWithValue("$event_id", Guid.NewGuid().ToString());
command.Parameters.AddWithValue("$occurred_at_utc", occurredAtUtc);
command.Parameters.AddWithValue("$action", action);
await command.ExecuteNonQueryAsync(CancellationToken.None);
}
// Reads actions straight from SQL so the sweep assertion depends on the DELETE alone, with no
// opinion from the store's read path about how an undateable row is surfaced.
private static async Task<List<string>> ListActionsAsync(AuthSqliteConnectionFactory factory)
{
await using SqliteConnection connection = await factory.OpenConnectionAsync(CancellationToken.None);
await using SqliteCommand command = connection.CreateCommand();
command.CommandText = "SELECT action FROM audit_event;";
List<string> actions = [];
await using SqliteDataReader reader = await command.ExecuteReaderAsync(CancellationToken.None);
while (await reader.ReadAsync(CancellationToken.None))
{
actions.Add(reader.GetString(0));
}
return actions;
}
private static AuditEvent MakeEvent(string action, DateTimeOffset? occurredAtUtc = null) => new()
{
EventId = Guid.NewGuid(),
OccurredAtUtc = occurredAtUtc ?? DateTimeOffset.UtcNow,
Actor = "operator01",
Action = action,
Outcome = AuditOutcome.Denied,
Category = "ApiKey",
};
/// <summary>Clears SQLite pools and deletes every temporary directory created by this test.</summary>
public void Dispose()
{
foreach (TempDatabaseDirectory directory in _tempDirectories)
{
directory.Dispose();
}
_tempDirectories.Clear();
}
/// <summary>
/// In-memory <see cref="IAuditEventSink"/> that records every call, so a test can prove the
/// write path did NOT touch the sink and that the drain batched what it did write. Setting
/// <see cref="PoisonAction"/> makes any write containing that action fail, modelling a row
/// the store refuses.
/// </summary>
private sealed class CountingAuditSink : IAuditEventSink
{
private readonly Lock _gate = new();
/// <summary>Gets the action whose presence makes a write fail, or null to accept everything.</summary>
public string? PoisonAction { get; init; }
/// <summary>Gets the events handed to the sink, in the order they were written.</summary>
public List<AuditEvent> Events { get; } = [];
/// <summary>Gets the size of each batch the sink accepted.</summary>
public List<int> BatchSizes { get; } = [];
/// <summary>Gets the cutoffs the sink was asked to delete below.</summary>
public List<DateTimeOffset> DeleteCutoffs { get; } = [];
/// <summary>Gets the number of accepted <see cref="InsertBatchAsync"/> calls.</summary>
public int InsertBatchCalls => BatchSizes.Count;
/// <summary>Gets the number of <see cref="EnsureInitializedAsync"/> calls.</summary>
public int EnsureInitializedCalls { get; private set; }
/// <inheritdoc />
public Task EnsureInitializedAsync(CancellationToken cancellationToken)
{
lock (_gate)
{
EnsureInitializedCalls++;
}
return Task.CompletedTask;
}
/// <inheritdoc />
public Task InsertAsync(AuditEvent auditEvent, CancellationToken cancellationToken) =>
InsertBatchAsync([auditEvent], cancellationToken);
/// <inheritdoc />
public Task InsertBatchAsync(IReadOnlyList<AuditEvent> auditEvents, CancellationToken cancellationToken)
{
if (PoisonAction is not null
&& auditEvents.Any(auditEvent => auditEvent.Action == PoisonAction))
{
return Task.FromException(
new InvalidOperationException($"Refused a write of {auditEvents.Count} audit events."));
}
lock (_gate)
{
BatchSizes.Add(auditEvents.Count);
Events.AddRange(auditEvents);
}
return Task.CompletedTask;
}
/// <inheritdoc />
public Task<int> DeleteOlderThanAsync(DateTimeOffset cutoffUtc, CancellationToken cancellationToken)
{
lock (_gate)
{
DeleteCutoffs.Add(cutoffUtc);
}
return Task.FromResult(0);
}
}
}